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Mutual Fund Forms & Applications

For more information, please email: [email protected] or call:

  • Financial Professionals -  877.437.9363
  • Shareholders - 800.851.0511
FormWhen to use
Account Application - Leveraged Funds

Account Application - Managed Funds
Use to open a new individual, joint, UGMA, Trust, Corporation, and Association/Partnership Account. Do not use for any type of IRA.
Account Options FormUse to make changes to your existing account(s).
IRA Application - Leveraged Funds

IRA Application - Managed Funds
Use to open an IRA, rollover IRA, Roth and SEP accounts.
IRA Transfer Form - Leveraged Funds

IRA Transfer Form - Managed Funds
Use to transfer IRA assets from another IRA Custodian.
IRA Beneficiary Addition/Change FormUse to make a change to your IRA beneficiaries.
Education IRA Application - Leveraged Funds

Education IRA Application - Managed Funds
Use to open an Education IRA.
Entity Account Application - Leveraged Funds

Entity Account Application - Managed Funds
Use to open an account as an entity. Do not use for IRA accounts.
IRA/Education Custodial Account AgreementUse when opening an IRA or Educational IRA.
Certification of Beneficial OwnersUse to identify individuals with 25% or more ownership in Entity accounts.
Automatic Investment PlanUse to invest funds into your account from a designated bank.